.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

The SEC emphasizes the importance of supporting relevant parties and key stakeholders in the financial reporting ecosystem to ensure that they are capable of performing their duties appropriately

the SEC’s strategic priority to build cyber resilience and to ensure that licensed corporations have efficient IT systems and resilience to cyber threats and are able to comply with the governing rules

rules concerning application for securities registrar license. This is to ensure the continued enforceability of Section 206 and Section 222 of the SEA and to comply with Section 22 of the Act on

their opinion on financial reporting as required by relevant professional standards to ensure that financial reporting represents its true and fair economic substance, operational performance and is

on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are

report the proceeds from sale of mutual funds to the investors to ensure that the investors have sufficient information for making the investment decision and shall not make payment of commissions to the

following and inquiring about cybersecurity measures and data security from your service providers, including cooperating with them to ensure that your data and assets are safe.” In addition, the SEC

ensure alignment of actions in this matter.Rapee Sucharitakul, SEC Secretary-General said, ?The SEC emphasizes the importance of directors? roles and duties. Barring shareholders from attending the meeting