)  Reducing debt securities notifications to ensure less complicated rules and more convenience for stakeholders; (2)  Reviewing regulations to be up-to-date and consistent with other regulations on other types

addition, the fund prospectus summary and subscription forms must be made available to investors through all distribution channels, and unit sellers must ensure that their prospective investors acknowledge

suggestions from the hearing, the SEC has now finished the first draft of such regulations. In order to ensure that the final draft regulations are reasonably in line with practitioners? recommendations given

composition to ensure efficient check and balance, but the SEC has decided to impose only the one-third requirement to avoid too much burden on listed firms. Most of the firms have already met the requirement

committees to obtain sufficient qualitative information from audit firms to support the selection of suitable auditors for the size and complexity of their business, ensure transparency, and promote the

funds), excluding equity funds. The amendments aim to ensure proper unit allocation and prevent any undue benefit by any particular individual. For example, the revisions require any person or group of

funding portal operation and suitability test in order to mitigate fraud risks and ensure that  investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity

management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment

controlling person.SEC is therefore considering revision of the definition of major shareholder from currently being based on the “number of voting shares” to the “number of voting rights” to ensure that the

service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses