major course due to the outbreak of Corona Virus Disease 2019 or KOVID-19, which came from the strict control measures both in the country and international and it has broadly affected the economic
2016. Investment consultants must not abuse their duties to seek unfair benefits from investors no matter with or without clients? consent. In any case, the SEC takes strict action against all offenses
business operators take full ownership of the written BCM policy and enforce strict implementation of the BCM plan. In case of outsourcing business functions to service providers, the https://www.sec.or.th
highly strict of relevant laws and also the various ways of approach the customer. Customer Service Representative Outsourced for this increased by THB 42.8 million or 43.1% when compared to the prior new
appropriate to ensure the companies? long-term sustainable value creation.As the CG Code is in effect, the SEC is proposing amendment to the principles and relevant rules on information disclosure through the
service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses
fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed
regarding digital assets from the public through war room operation. This is an integration to streamline all work processes to ensure timely legal execution and prevention of damages to people particularly
management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment
Heaven to make the additional disclosure of the tender offer to ensure that the information given to the public is correct and complete. If the offeror fails to meet the deadline on September 19, the