In accordance with SEC Strategic Plan 2020-2022 by which, one of the goals of SEC is to ensure the competitiveness of business operators in the capital market. At the Capital Market Supervisory

to harmonize all regulations on foreign companies? share offerings and ensure that Thai investors have protection comparable to that under Thai law. In this regard, the foreign companies are required

instruments). The restricted derivatives investor contacts will also have to upgrade their status to Category B investor contacts within 31 December 2011 to be able to further perform their duty. To ensure that

Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from January 16 to February 11, 2009 at the SET with an aim to ensure understanding and compliance of listed

is prohibited by other laws;2.Approval criteria for a trustee, who will be entrusted to manage the trust?s assets, to ensure that they are capable and qualified to carry out the responsibilities

. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and

convenient, (3) review details of commitment between unitholders and asset management company to be more complete and (4) revise form and content of prospectus to ensure comprehensible and adequate disclosure

used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or

to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk

31 March of each year may be used instead. This is to ensure that the fee calcualtion is based on more updated information. In any case, the fee rates remain the same without any revision. The