issued a prosecution order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004
prosecution order; however, the alleged offender has evaded the arrest and has been pursued for case proceedings. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 09/03/2004
: Administrative Procedure under the Derivatives Act B.E. 2546 and the Trust for Transactions in the Capital Market B.E. 2550 (As Amended) By virtue of the Section 9(1), Section 121, Section 122 and Section 124 of
Exchange Commission B.E. 2535 (1992) (SEA), subject to the penalties under Paragraph 1 of Section 296 of the SEA. Meanwhile, Chanin, Sathar, Vonnarat and Prakorn, as responsible persons for STARK operations
reference. Notification of the Office of the Securities and Exchange Commission No. SorThor. 32/2548 Re. Customer Complaint Proceedings of Licensed Derivatives Brokers _________________ By virtue of Clause 27
is not a connected person of the Company under the Notification of the Capital Market Supervisory Board No. TorJor. 21/ 2551 Re: Rules on Connected Transactions dated 31 August 2008 ( as amended) and
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business