activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results

financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business

securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers

as follows: 1. Pending Cases - There are 3 lawsuits pending in the court's proceedings, 1 civil case and 2 criminal cases. The civil cases, MAT is filed against the Civil Court of Thonburi according to

former directors, directors and responsible persons for ETL’s operations, namely: (1) Mr. Krishna Boonyachai, (2) Mr. Vorapote Uchoepaiboonvong, (3) Mrs. Araya Kongsoonthorn, (4) Mr. Chudet Kongsoonthorn

. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES ..................................... 12 XI. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS ..................... 12 XII. INTERESTS OF EXPERTS AND COUNSEL

IX. DIRECTORS, SENIOR MANAGEMENT AND EMPLOYEES ......................................... 10 X. MAJOR SHAREHOLDERS AND RELATED PARTY TRANSACTIONS ............................. 10 XI. INTERESTS OF

transactions. Witoon, who was chairman of the management committee of GLOBAL, had the decision making power over the terms and conditions of an agreement between GLOBAL and SCG Distribution Co., Ltd. (SCG), a

administrator and planner. This move could be considered an attempt to delay IFEC business operations to continue being under the management team led by Mr. Suphanan, instead of setting up a shareholders

and the issuance of rules on business operations, with a focus on investor protection.              (3) Modifications and amendments to other related principles. For example, revision to the