the normal market conditions. Failed to pay fines as ordered by the Settlement Committee, the SEC therefore filed a criminal complaint with the DSI for further legal proceedings on 14 July 2016. SEC Act
for case proceedings. SEC Act S.90 and Section 16 of DV Act Criminal Complaint Filed with an Inquiry Official Dated 05/09/2018
exchange, as the case may be. “ clearing house ” means a clearing house for transactions related to derivatives, or a clearing house for transactions related to securities, as the case may be. “ person with
exchange, as the case may be. “clearing house” means a clearing house for transactions related to derivatives, or a clearing house for transactions related to securities, as the case may be. “person with the
the year 2013 concerning the transactions with VBB, which was recently established on 1 July 2013 with a registered capital of only 1 million baht, the SEC conducted a further investigation and found
), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings
order to execute enforcement and may also file a criminal complaint with the inquiry official for further criminal proceedings in case of refusal to pay a civil penalty. In any case, more severe
protection mandate, education is an SEC’s crucial tool. “This seminar on class action legal proceedings will enhance knowledge of investors and interested parties about steps and procedures of the lawsuit