results Sort by: Relevance Date (Newest) Date (Oldest) SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of
Sort by: Relevance Date (Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC
(Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing
oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of real estate -backed ICO, as part of the short-term
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
ive (AIFMD) In addition, the SEC has also entered into Memorandum of Understanding (MOUs) concerning consultation, cooperation, and the exchange of information related to the supervision of
จากหลกัเกณฑก์ารก ากบัดแูลสถาบนัการเงนิของ Basel Committee on Banking Supervision (Basel III) หน่วย CIS หมายถงึ หน่วยของกองทุนอย่างใดอย่างหนึ่งดงันี้ 1. หน่วยลงทุนของกองทุนรวมทีอ่ยู่ภายใตบ้งัคบัประกาศคณะ
( ) ( ) “ ” “ ” ( ) ( ) 5.2.2.2 (Internet) (Internet) (Internet) . . . 5.2.2.3 (Internet) (ATM) (Telephone Banking) ( ) 5.2.3. 5.2.3.1. 5.2.3.2. (1) (2) (3) (4) 5.2.4. 5.2.4.1 ( ) ( ) P a g e 34 | ( ) KTFFE86 86 Krung Thai Fixed
Governance ● Revision of Rules on Approval for Public Offering of Shares and Information Disclosure by Focusing on Good Corporate Governance CONTENTS APPEN SCE_Eng_p.1-16 10/29/04, 1:05 AM2 3 ● Supervision of