disclosed at www.sec.or.th. _____________________________ Notes:1. Institutional investors include: (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and
facilitate development and supervision so that they are in line with the changing landscape, and is ready to connect and is recognized in the international arena; (5) Investors have the capabilities in
และการกำกับดูแลความเสี่ยงด้านเทคโนโลยีสารสนเทศของบุคคลภายนอก ตลอดจนแนวทางการกำกับดูแลแบบ risk-based supervision การกำกับดูแลการปฏิบัติของผู้ประกอบธุรกิจต่อผู้ลงทุนรายย่อย และข้อจำกัดด้านการบังคับใช้
time since the inception in 2012. The recent findings in 2019 reflect notable effort by the supervisory agency for supervision of listed companies.The findings suggest that Thai listed companies still
, having information and research for consideration would facilitate the implementation of SEC’s policies on development and supervision of the capital market to be more precise and reach the result as
Investor Alert Section on the SEC website for the public to check the list of business operators not under the SEC’s supervision; (2) Collaborating with the Anti-Fake News Center Thailand
of trust and confidence in the Thai capital market. This goes beyond the SEC having effective supervision, concrete law enforcement, swift detection of abnormalities, and prompt imposition of
asset business operator under the SEC’s supervision and is required to comply with the Digital Asset Business Law along with any relevant rules and regulations established under the law. This
เกณฑ์การกํากับดูแลสถาบันการเงินของ Basel Committee on Banking Supervision (Basel III) ตราสารกึง่หนีก้ ึง่ทนุ ตราสารทางการเงนิทีม่เีงือ่นไขใหแ้ปลงสภาพเป็นหุน้ได ้ ตราสารภาครฐัตา่งประเทศ ตราสารที่มีรูปแบ
private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another intermediary and reveal the report in the annual