, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another
, or a client who is a provident fund or a private fund shall have prior granted a written approval [for such outsourcing], as the case may be; (b) there shall be a report on supervision of another
intermediary ; “ executive ” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
intermediary; “executive” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
as follows: licensing and supervision of the activities of intermediaries, including fund managers and distributors; authorising funds and their offering documents to be offered to the public in Hong
intermediary; “executive” means a manager and a person responsible for control, supervision and management of the business units relating to investment advice, investment planning, analysis of investment or
สถาบันการเงินไม่ว่าตามกฎหมายไทย หรือต่างประเทศ ที่มีการอ้างอิงจากหลักเกณฑ์การกำกับดูแลสถาบันการเงิน ของ Basel Committee on Banking Supervision (Basel III) “ตลาดซ้ือขาย หลกัทรัพย์ ต่างประเทศ” ศูนย์กลางหรือ
assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and coordination in case of a foreign company Attachment 2: Details of the
take the highest responsibility in Accounting and Finance, the person assigned to take direct responsibility for accounting supervision, the Company’s secretary and the representative for contact and
เกณฑ์การกำกับดูแลสถาบันการเงินของ Basel Committee on Banking Supervision (Basel III) “ตลาดซ้ือขาย หลกัทรัพย์ ต่างประเทศ” ศูนย์กลางหรือเครือข่ายใด ๆ ที ่จัดให้มีขึ ้นเพื่อการซื ้อขายหลักทรัพย์ใน ต่างประเทศ