services.This is an additional requirement, aside from the Know Your Client (KYC) process, to be imposed on non-residents so that the UBOs will be acknowledged. In the meantime, local custodians of bonds
requires that the operatives are thoroughly acknowledged and of understanding in their roles and the limits of their respective power.SEC and the aforementioned five state departments have partnered and
cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief
other persons regarding the purchase volume or sale volume of those cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted
subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
admitted that the client allowed him to sell the securities in cases of making profit or potential loss. From his conversation with the client recorded, he traded securities for the client several times a
, cash flow within the group, and monthly payment made to seven aiders and abettors. The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme
error port without record and evidence of clients? trading orders. Meaunchit admitted that a number of clients had contacted her through mobile. Meaunchit?s actions were deemed trading securities for
care of such client's securities trading account for a certain period of time. {A} admitted that the client allowed him to make securities trading decisions and he has already compensated the client for
securities purchased for herself. She admitted to the client in the said conversation that she sold the client's securities. Using the client's account for her own securities trading and illegal use of the