Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder
Mr. James Gray Mr. James Gray, the management responsible for Antella Investment Inc., operated securities brokerage businesses without proper licenses granted. SEC Act S.301 Criminal Complaint
requirements in these FAQs does not necessarily mean that an application will be accepted or an approval will be granted. The SEC reserves the rights to exercise all powers conferred under the law. Unless
privileges for corporate income tax exemption derived from being awarded a BOI Certificate. As the consequence, the Company could claim this privilege from the Board of Investment under BOI privilege no. 1487
, unless permission has been granted by the Office to open or close its office at any other hours or days.
Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted
proper licenses granted, violating Section 90 of the Securities and Exchange Act B.E.2535. The Criminal Court dismissed the case. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 31
"Antella Investment" without proper licenses granted. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a