account owner's knowledge to prevent potential damage. Recently, the SEC has punished offenders who caused damage to investors in several cases. In any event that an investor truly wishes to have a person
Criminal Court sentenced Mr.Ratchasak Susewi, former executive of POWER-P Plc. (POWER) responsible for the company operation, for corporate fraud. Mr.Ratchasak permitted POWER-P to pay 45 million baht higher
sentenced the accused to pay a fine of Baht 89,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 44,500 and a further fine of Baht 100 each day starting from
) the rectified annual registration statement for the year 2011 to the SEC and the SET within the specified period. On March 21, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine
SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 357,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution date
sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date until the company so complies. Since the accused pled guilty
sentenced the accused to pay a fine of Baht 251,200 and a further fine of Baht 600 each day. Since the accused pled quilty, the Court reduced the fines by half, resulting in a fine of Baht 125,600 and a
statement for the year 2016 (Form 56-1,2016), the annual report for the year 2016 (Form 56-2,2016) to the SEC and the SET within specified period. The Criminal Court sentenced the accused to pay a total
Q1/2015, (3) the reviewed financial statements for Q2/2015, (4) the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court sentenced the
Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year imprisonment and a fine