businesses in Thailand without proper licenses granted, violating Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to one-year
ended December, 2013 to the SEC and the SET within the specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay fines of Baht 272,000 and Baht 258,000 respectively. Since
sentenced the accused to three year imprisonment. As the accused’s plea was useful to proceeding, the Court reduced the punishment by one-third, resulting in two year imprisonment. SEC Act S.90 and Section
PLC (CWT) by allowing the use of his trading account. On March 14, 2011, the Criminal Court sentenced the accused to pay a fine of Baht 600,000 for violating Sections 243(1), (2), 244(2), (3) and 296 of
statements for Q2/2009 with SEC and the SET within specified period. The Court sentenced the accused to pay a fine of Baht 60,000. Since the accused pled guilty, the Court reduced the fines by half, resulting
financial statements for Q1/2013 and Q2/2013 to the SEC and the SET within the specified period. The Bangkok South Criminal Court sentenced the accused to pay a total fine of Baht 347,500 and a further fine
statements for the six-month period ended June 30, 2010. On September 19, 2011, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 139,700. Since the accused pled guilty, the Court
Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 139,700. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 69,850 and a further fine of
of the Capital Market Supervisory Board. The Criminal Court sentenced the accused to pay a total fine of Baht 418,500. Since the accused pleaded guilty, the Court reduced the fines by half, resulting
period. The Criminal Court sentenced the accused to pay a total fine of Baht 389,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 194,500 and a further