financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court

financial statements for Q2/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification. The Criminal Court sentenced the accused to pay a fine of Baht 40,000 and

sentenced the accused to pay a fine of Baht 1,739,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 869,500 and a further fine of Baht 500 Baht each

sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting from April 1,2010 until January 4,2021 totally 279,000 Baht. The amount of total fine for the

financial statements for Q1/2019 to the SEC within the specified period. The Criminal Court sentenced the accused to pay a fine of Baht 60,000 and a further fine of Baht 1,000 each day for 279 days starting

penalized a former investment consultant named Mr. Nattapong Saelee by prohibiting him from performing duties as capital market business personnel for seven years and six months on account of committing

2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The

respective regulations, the SEC Office may not proceed in accordance with Clause 24 on such persons if the SEC Office deems that such persons have already been punished appropriately. The provision under the

proceed in accordance with Clause 24 on such persons if the SEC Office deems that such persons have already been punished appropriately. The provision under Paragraph 1 shall not be applicable to the case

persons in accordance with their respective regulations, the SEC Office may not proceed in accordance with Clause 24 on such persons if the SEC Office deems that such persons have already been punished