following juristic persons shall be institutional investors under Section 3 of the Derivatives Act, B.E. 2546 (2003): (1) a commercial bank; (2) a derivatives business operator; (3) a derivatives business
of Derivatives Business Operator B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for
Business Operator in the Category of Derivatives Broker and Derivatives Dealer (codified as of 08/10/2004) (Synopsis) 23/01/2004 06/01/2004 Notification of the Office of the Securities and Exchange
01/03/2017 2. Notification of the Securities and Exchange Commission KorThor. 7/2547 Re: Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Derivatives Business (No. 3) 11/05/2011 16/05/2011 5. Notification of the Securities and Exchange Commission Kor Khor. 10/2547 Registration of Derivatives Business Operator In the Category of
company for 5 years, and as major shareholder of derivatives business operator for 10 years. Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117
Clause 3 A CIS operator who intends to offer for sale of units of foreign collective investment scheme shall submit an application form together with evidentiary documentation to the SEC Office in
by: Relevance Date (Newest) Date (Oldest) English (United States) DigitalAsset Content Rules and Regulations List of licensed / approval digital asset business operator