rebalance the customers’ portfolio to attain the customers’ goal subject to the specified framework. A business operator who is interested in providing the wealth advice service and qualified in accordance

provide investment advisory services; 4) process and operations of the business operator, such as, reporting of investment results, adjustment process, investment strategy by presenting information for a

Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC therefore has suspended Theera for six months. Due to his approval status

Clause 20(2) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duties of Analyzing Investment and Giving

trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to

The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and

Thailand to invite the public to use the service. Worawat, the owner and operator of ACTPAY, was responsible for providing a notification system which would notify 1000X of transactions to 5,000 wallet

Mangement Company Shareholders Data transmission Corporate Governance Code Capital market personnels Securities businesses operator Derivatives businesses operators Information Technology Token Digital

% respectively, while international business grew at 7.3% at constant FX. Q4’19 Revenue from sales were at THB 6,621 million (+4.6% YoY). - Fit Fast Firm project (OSP’s cost saving program) successfully delivered

Checklist คุณสมบัติตามเกณฑ์ SPO fast track บริษัทไทย