operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
business operator. The amended rules have come into force since 1 April 2020. _______________________Note:* ICO Portal is a provider of an electronic system for facilitating the offering of newly issued
ระบบ (main operator) ซึ่งประกอบด้วยสมาคมบริษัทหลักทรัพย์ไทย สมาคมธนาคารไทย และตลาดหลักทรัพย์แห่งประเทศไทย ตลอดจนกลุ่มผู้ประกอบธุรกิจที่เข้าร่วมโครงการมีการประชุมเชิงปฏิบัติการเพื่อออกแบบและพัฒนาระบบร่วม
business operator when outsourcing its business-related function to a third party which will apply to all types of digital business operators.* In addition, SEC has amended other parts of regulations which
choices in fund of funds with policy to invest in permissible products and a variety kinds of investment products denominated foreign currencies.Meanwhile, to enhance the business operator?s competitiveness
offered to retail investors in other home jurisdictions of ASEAN members. Also, the scheme must conform to the common standards on Standards of Qualifying CIS in terms of the qualifications of CIS operator
business operator after license revocation, and (6) stating the scope on supervision of infrastructure service providers in the capital market which would allow the operators to conduct their business
purpose of using digital assets as a means of payment for goods and services, etc.; (2) In the case where a digital asset business operator finds that a client uses the account opened for the purpose of
Executive). Specified by section 114- 119 of DA, this sanction is imposed to the following persons: - Derivatives Business Operator - Derivatives Exchange - Derivatives Clearing House - Regulatory