shall complete the actions in process as announced to the public. In the meantime, the investing public is strongly advised to be cautious when using ABICO?s financial statements.

stabilized the share price including matching orders among those accounts. The actions resulted in increase in the UNIQ closing price from 2.24 baht on July 17, 2009 to the highest at 8.70 baht on November 6

trading. This resulted in high impact on RICH shares trading values and volumes while a number of trading orders were matched within the said group.  {B} {C} and {D} aided or abetted the aforesaid actions

(1992) (SEA); while Usavadee and Perayuth?s actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter

obtaining the clients? instructions.  They cannot make securities and derivatives trading decisions on behalf of clients, regardless of the client's permission.  In this regard, the aforesaid {A}'s actions

actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement

trade securities in the client's account without permission in order to achieve better performance.      {A}'s actions are in violation of Clause 20(1) and 20(2) of the Notification of Capital Market

consultant to do so.    Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade

was no evidence that the client had ordered the responsible investment consultant to do so.    Auracha?s actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct

Suwanmongkol added.The cooperation arrangements set out in the MoU come into effect today, save for the mutual recognition of funds scheme which both regulators will endeavour to take all actions necessary to