enable the Agency to bring more legal actions, either criminal or civil, against offenders. Whereas the informants or witnesses, who provide information or evidence to SEC official, will receive

shares of which accounted for his trading. It was 87.11% increase in SSI total trading volume. After he stopped trading, SSI trading volume dropped to 48.85 million shares.His actions caused SSI share

inconsistency with normal market condition. The scheme was aided or abetted by {D} {E} and five other persons.Their actions were in violation of Sections 243 in conjunction with Section 244 of the Securities and

number of clients? securities trading orders.  Such actions were in violation of Clauses 23(1) and 23(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on

traded TPC shares on a continual basis, causing the share price to be inconsistent with the normal market condition. {D} and {E} aided and abetted the said actions by allowing the use of their trading

business thoroughly, causing incomplete disclosure in the filing concerning risk factors, conflict of interests, and trade mark.Akekajak?s actions were considered as failure to comply with the SEC Office

the clients.  They cannot make securities trading decisions on behalf of clients, regardless of the client's permission.  In this regard, the aforesaid {A}'s actions are in violation of Clause 20(2) of

such occurrence to the SEC Office without delay. 11 Clause 21 Where evidence are appeared to the SEC Office that an oversea representative office of the intermediary has performed activities outside the

intermediary has performed activities outside the scopes as specified in Clause 18 or has taken any actions which may cause disgrace to the reputation of Thailand or may impact to international relationship

of the intermediary has performed activities outside the scopes as specified in Clause 18 or has taken any actions which may cause disgrace to the reputation of Thailand or may impact to international