SEC has planned to adopt the DLT or other digital technologies into digital infrastructure of Thai Capital Market. The DLT automatically distributes information to every party in the network in case of movement or changes in transactions. This significantly decrease the time of each process because each activity in the Capital Market has complicated process and steps regarding document management, such as, the issuance and offering of securities, the Know Your Client process, the securiti...
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during December 2017 – February 2018, Chantip, by virtue of her position as director of UVAN, knew inside information about the significant increase of company’s profits in the fourth quarter of 2017. She, then, bought UVAN shares during 27 December 2017 - 22 February 2018 in the total amount of 1,286,700 shares using securities trading accounts of Amornrat and Walailuk bef...
According to a referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that during 4 - 22 December 2014, 13 persons colluded to manipulate the price of KIAT share to be inconsistent with the normal market condition, causing the price of KIAT share to rise from 7.75 baht to 15.60 baht. The 13 offenders are (1) Mr. Kiatichai Monsereenusorn, (2) Mr. Nam Cholsaipan, (3) Mr. Suppawut Maneerin, (4) Miss Sani Jiewjinda, (5) Mr. Yos Thanarakchoke, (6) Mrs. N...
According to referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during January - February 2017 Apichart Sukjirawat, Assistant Managing Director in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating loss in the fourth quarter of 2016. Apichart then sold 3,529,800 ICHI shares in his account during 1...
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the
Chief Information Officer (CIO) who is responsible for digital technology and efficiency. SEC also initiates a project to develop a digital infrastructure for capital market that incorporates new
นวัตกรรม การให้บริการเป็นส านักหักบัญชี ศูนย์รับฝากหลักทรัพย์และ นายทะเบียนหลักทรัพย์ (Regulatory Sandbox for activates related to securities business) ข้อมูลทั่วไป ชื่อผู้ตอบ ต าแหน่ง ชื่อบริษัท โทรศัพท์
they require boards to form nomination committees and to disclose how they are formed. In Malaysia, the listing rules do the same and where the minority shareholder watchdog group monitors and activates
weighted average market price and the price is higher than the outsider in the previous period of 4.85 baht per share. The disposal of TSE shares initiates the higher return of an investment with
define responses to “exceptional” circumstances, such as an extended drought, that influence the allocation regime? (E.g., triggers water use restrictions, reduction in allocations according to pre-defined