e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> ผู้สอบบัญชี ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลง
administrators, educational executives, supervisors, and educational personnel, equipping them to effectively transfer financial knowledge to students across all educational levels. This initiative encourages
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act