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Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Approval and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Fund manager Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Property Fund Manager Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Auditors Type Title Section See Document Status Notified Date Effective Date 1. Act The Securities and Exchange Act B.E. 2535 106 12
voluntary code that applies to Institutional Investors who have become signatories as follows: (1) Asset Managers : SEC-licensed asset management companies that are responsible for managing funds on behalf of
Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within
– Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing regarding the notification of “ digital asset advisory service” and “ digital asset fund managers” as new
/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment consultants to apply for respective licenses within deadline on 24 February 2021 The SEC has informed digital asset