SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> ผู้สอบบัญชี ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลง
Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the
Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All
Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Registration and Qualifications Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act
> Intermediaries > Asset Management Businesses > Fund Supervisors Market Data SHARE : Detail Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi
knowledge and understanding of the general law governing professional practices. Directors, managers and persons with power of management who are responsible for the work unit relating to the functioning as