Supervisory Board No. TorThor. 13/2554 Re : Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange (No. 3) dated June 13, 2011 4 Repealed and replaced by the Notification of
for Securities Underwriting (No. 6) dated 28 March 2012 shall be repealed and replaced with the following provision: “(3) “securities” means shares, debentures, bills, sukuk, share warrants, debenture
Re: Rules on Capital Market Personnel date 3 June 2014, which has replaced the first two notifications above.
Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, which has replaced the first two notifications above.
SEC to be replaced with other disclosure means, for example, disclosure of information via generally accessible channels of business operators or preparation and storage of information in a manner
be repealed and replaced with the following provisions: “SECTION 37 The provision under Section 1229 of the Civil and Commercial Code which prohibits issuance of debentures by a limited company shall
Offices dated 2 April 2008 shall be repealed and replaced with the following provision: “Clause 5. The securities company shall arrange for the full-service branch office to have the following work units
made-up investment project. In so doing, Panita replaced the names of the depositors with those of several other clients who were related to herself and used the money to trade securities via the trading
. SECTION 3. The definition “company” in Section 4 of the Securities and Exchange Act B.E. 2535 shall be amended and replaced by the following texts: ““company” means any limited company or public limited