Derivatives Business for Licensed Derivatives Brokers (No. 2) dated 1 February 2010. As repealed and replaced by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553 Re: Criteria for
operation of the work units relating to undertaking the derivatives brokerage business in a manner 2 As repealed and replaced by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553
operation of the work units relating to undertaking the derivatives brokerage business in a manner 2 As repealed and replaced by the Notification of the Capital Market Supervisory Board No. Tor Thor. 2/2553
such units from foreign exchange for making delivery; (2) in case of short selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to be exchanged for ETF units
be exchanged for ETF units or [ii] ETF units which would be able to exchange with underlying shares of ETF subject to ETF scheme, as the case may be, while placing short selling order, in case of short
selling for client’s account: (a) the client shall demonstrate that it has [i] the enabling asset to be exchanged for ETF units or [ii] ETF units which would be able to exchange with underlying shares of
and Executives of Securities Companies (No.2) dated 1 February 2010. 2 Repealed and replaced by the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 5/2553 Re: Qualifications
Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (No.2) dated 1 February 2010. 2 Repealed and replaced by the Notification of the Capital Market Supervisory Board No
of important risk factors attached to the Notification of the Office of Securities and Exchange Commission No. Sor Nor. 35/2554 was repealed and replaced by the diagram showing infrastructure funds
million or decreased 1.7 percent due to loss on exchanged rate decreased Baht 4.8 million from the previous year which profit for the year is at Baht 3.1 million, re-classified into other incomes and