July 2006 shall be repealed and replaced by the following provision: “ Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
July 2006 shall be repealed and replaced by the following provision: “Clause 13. When engaging in any affiliated transaction for the fund, the management company shall act in the interests of the fund
Fund Management and Protective Rules dated 19 July 2006 shall be repealed and replaced by the following provision: “Clause 13. When engaging in any affiliated transaction for the fund, the management
Registration Statement, Registration and Other Applications (No. 10) dated 17 October 2007 shall be repealed and replaced with the following provision: “Clause 25/1 Fee for the following applications for
into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the
replaced the first two Notifications above.
, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the SEC to be replaced with other disclosure means, for example, disclosure of
its publication in the Government Gazette. Section 3. The provision of Section 3 of the Royal Enactment on Special Purpose Juristic Persons for Securitization B.E. 2540 shall be repealed and replaced
assets and cryptocurrencies to be traded and exchanged must be specified by the SEC Board or denominated in Thai Baht only. The consultation paper is available at https://capital.sec.or.th/webapp/phs
connect all stakeholders, regulations regarding the data exchanging, and the most important is dataset that would be exchanged under said infrastructure.” SEC Secretary-General Ruenvadee said.SEC