amending existing laws and regulations that are no longer necessary or in line with current circumstances, or that impose a burden on the public. This initiative focuses on a quick, transparent, cost
(1992) and Section 317/4 (1) of the Securities and Exchange Act (No. 5) B.E. 2559 (2016). The Civil Sanction Committee has resolved for the SEC to impose civil sanction on all offenders in the form of
state agency or set a short validation period for such ID documents. This may cause some shareholders or their proxies to be rejected from the AGM and may as well impose high costs on foreign shareholders
Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied
from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition
Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation
level of examination strictness increases according to the higher level of risk. In case of non-compliance with the above measures, the SET has the power to impose penalties. Moreover, in cases where
may impose a conflict of interest, unfairness or damage to unitholders' interest. In addition, the fund voting provisions have been revised to increase efficiency in practice whereby unitholders are
of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of consent to the civil sanction and fully complied therewith
punishments under the said provisions in conjunction with Section 86 of the Criminal Code. The Civil Sanction Committee decided to impose civil sanction on both offenders, who subsequently made a statement of