the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992), and are not in contravention of the law nor impose a threat to the

infrastructure mutual fund under the consolidated basis of the financial statement. Clause 6 The management company shall impose the limitations on liabilities arising from loan agreement under the following rules

, such party has the right to appeal. Moreover, the court may impose any of the following measures, along with imprisonment and fine, on whom committed any offense under Section 278, Section 281/2

activities that may impose risks to the clients or the securities companies, and could consequently affect the overall market confidence." ------------------------- *{X1} Company Limited misconduct was in

impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building

297 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit

Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received

Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions on the nine offenders, as summarized below:   (a) The offenders are required to pay

Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors