Sanction Committee has resolved for the SEC to impose civil sanction on the seven offenders in the form of civil penalty, which was considered based on the benefit received by each offender. Porameth signed
) The Securities and Exchange Act to be amended to enable SEC to register the audit firms in the capital market and to supervise and impose sanction on an audit firm in the capital market found by SEC
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as
under Section 296 and Section 296/2 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions* on the three offenders above through the imposition of civil penalty, compensation at
qualifications, has a prohibited characteristic, performs duties defectively, or fails to comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose
to impose additional conditions to be observed by derivatives business operators, derivatives exchanges and derivatives clearing houses. SECTION 11. The SEC shall have the power to appoint a
shall not have the characteristics of investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period
the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992) , and are not in contravention of the law nor impose a threat to the
the association related to securities business are in accordance with Section 234 of the Securities and Exchange Act B.E. 2535 (1992), and are not in contravention of the law nor impose a threat to the