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Businesses - Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund
issuer must hold shares in FA less than or equal to 5% (in case of holding each other's shares but not exceed the total of 10%); Directors/managers/head of investment banking unit/supervisors/officers of
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
Securities Companies President of the Association of Investment Management Companies Managers All securities companies All securities companies licensed to undertake securities business in the category of
-2033-9660 27 January 2021 Attention: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All