compliance with the law. If the SEC finds any actions by JKN directors or persons involved to be inconsistent with the law, appropriate measures will be taken as deemed necessary. The SEC has emphasized to
offering shares or convertible debentures for sale in a private placement in the same manner as the SME case while specifying more measures for investor protection. For example, a business must seek the
Enforcement Measures R egulatory Summary Administrative Actions Criminal Actions Civil Sanctions Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
industries, businesses and SMEs as well as relief for people who lose their jobs and incomes. The package also includes measures to stabilize the 3 financial markets by injecting liquidity and thereby ensuring
that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively. (2) Where the person appointed as a fund manager is an employee of the
. However, the SEC will continue monitoring relevant developments, supervision, and actions in various aspects to ensure that effective investor protection measures will be in place before further developing
establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures 02/08/2024 Download All Document No. 157/2024 SEC imposes civil
คุณภาพ (qualitative performance indicators) และ (ในกรณีที่สามารถกระท าได้) ตัววัดผลการด าเนินการเชิงปริมาณ (quantitative performance measures) และการเปิดเผยวิธีการ และ/หรือ ข้อสมมติฐานที่ส าคัญที่ใช้ในการ
เนินการเชิงคุณภาพ (qualitative performance indicators) และ (ในกรณีที่สามารถกระท าได้) เสนอให้ใช้ตัววัดผลการด าเนินการเชิงปริมาณ (quantitative performance measures) (ตัวอย่างเช่น จ านวนผู้ได้รับประโยชน์