dilution, is crucial for their decision making. The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter. 2. MORE disclosed that the purpose of the capital
person related to the issue. For more clarity particularly on the part of listed companies (more than 450 companies at present), the SEC has coordinated with the SET to set up measures and guidelines to
listed companies and business sectors in the capital market in reporting carbon footprint for organization. This is an effort of social responsibility and a move towards setting targets and measures for
. Nor Por. 2/2562. Re: Determining Policies, Measures and Operating Systems concerning Acts That May Cause Conflicts of Interest with Clients of Securities Companies and Proprietary Trading of Securities
TFEX?s officers and executives at all levels to seek an immediate clarification. The SEC received a preliminary explanation on the cause and later detail explanation and improvement measures. The SEC met
listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax
management measures in response to investors? risk tolerance and expectation, taking into account such factors as product quality, risk diversification, limitation for investment in high-risk products and
companies provided that the structure of such cross directorship does not cause any conflicts of interest or the securities companies have put in place efficient measures to prevent conflicts of interest and
, maintenance of data security systems, and risk management against cyber crime. The approved operator must also conduct Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures