advancements to guard off criminals. We must extend our close collaboration and teamwork to make sure that our preventive measures on money laundering and fighting against financial support for terrorism and
capital market should be protected by relevant authorities in a correct and proper manner. There should also be measures in place to prevent problems when investors use services by different providers
listed companies and business sectors in the capital market in reporting carbon footprint for organization. This is an effort of social responsibility and a move towards setting targets and measures for
. Nor Por. 2/2562. Re: Determining Policies, Measures and Operating Systems concerning Acts That May Cause Conflicts of Interest with Clients of Securities Companies and Proprietary Trading of Securities
TFEX?s officers and executives at all levels to seek an immediate clarification. The SEC received a preliminary explanation on the cause and later detail explanation and improvement measures. The SEC met
listed in a secondary market must be a public company limited and have investor protection measures under the law (the Public Limited Companies Act, B.E. 2535 (1992)). The draft regulations would relax
dilution, is crucial for their decision making. The SEC has therefore ordered MORE to clarify the facts and provide rectifying measures in the matter. 2. MORE disclosed that the purpose of the capital
person related to the issue. For more clarity particularly on the part of listed companies (more than 450 companies at present), the SEC has coordinated with the SET to set up measures and guidelines to
person related to the issue. For more clarity particularly on the part of listed companies (more than 450 companies at present), the SEC has coordinated with the SET to set up measures and guidelines to
marginable securities and from being used as collateral in margin loan transactions and securities borrowing and lending (SBL) transactions; and (6) To require brokers to implement measures for ensuring that