, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk management for business continuity of intermediary pursuant to this
prohibited characteristics of the similar case in the past; (d) the intention to violate or failure to comply with the relevant law, rules or related regulations; (e) other posterior behaviors such as giving
establishment of mutual funds, covered management companies shall submit an application in the normal course similar to an application for establishment of ASEAN CIS and ARFP, for which an auto approval is not
administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions, who are responsible for the asset custody function
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
under the law governing trade associations having characteristics and objectives similar to those of an association related to securities business and wishing to become an association related to