securities or capital markets or other similar lines of work, regardless of whether the operation of such line of work is to provide services for other persons or for the benefit of the company itself; (4
markets or other similar lines of work, regardless of whether the operation of such line of work is to provide services for other persons or for the benefit of the company itself; (4) “Executive director
any other similar condition, unless such condition has been waived by the SEC Office; (b) contingent liabilities which are clearly specified in a contract that the creditor has no rights to call for
, such liabilities shall not have any condition of repayment before the maturity date within one year, regardless of the term of a put or call option or any other similar condition, unless such condition
repayment before the maturity date within one year, regardless of the term of a put or call option or any other similar condition, unless such condition has been waived by the SEC Office; 2 As amended by the
regulatory agency and later obtained license to undertake securities business, provided that such regulatory agency has in place the requirements or practices under the principles similar to the rules on risk
under the principles similar to the rules on risk management for business continuity of securities companies pursuant to this Notification. Clause 3. In order to ensure that critical functions of a
similar law and it has not yet surpassed the three-year interval time after the date on which the court issued such order; or (4) having been considered by the financial regulatory authority or other