token distribution.SEC Deputy Secretary-General Tipsuda Thavaramara said : “the proposed revision is an attempt to find a balance to supervise and reduce obstacles in practices from the regulations
Bangkok, April 4, 2012 ? The SEC is seeking public comment on draft regulation governing unrated bonds and high yield bond mutual funds offered to non-retail investors. The revision aims to
enhance client asset protection in line with international standards. The revision would allow the companies to manage client assets by (1) depositing or investing in certificates of deposits (CDs) issued
biography of the audit committee. The audit committee number 1 has adequate expertise and experience to review creditability of the financial reports. The audit committee of the company has the scope of
annual registration statement of the fund.In addition, asset management companies and trust managers are required to disclose the latest asset appraisal report and appraisal review report within 30
The SEC has implemented the regulatory guillotine scheme,** which aims to review and revise regulations to suit the current situations, enhance competitiveness, and facilitate operations of
company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in
Bangkok, June 2, 2014 ? The SEC notified Professional Waste Technology (1999) Plc. (PRO) to rectify its Q1-3/2012 financial statements due to limitation on scope of review imposed by PRO management
(perpetual bond) เป็นตน้ 3. การแต่งตั้งผู้ประเมินภายนอกท่ีเป็นอสิระ (“external review provider”) ส าหรับการเสนอขายตราสารต่อประชาชนทัว่ไป (“public offering”) และผูล้งทุนรายใหญ่ (“high net worth”) ก าหนดใหมี้การ
representatives in safeguarding bondholders' rights, and facilitates the operations of bond issuers. This revision of the Terms and Conditions is a result of the ongoing collaborative efforts between the SEC