principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

investment company, and to prevent legal evasion as well as to protect the interest of shareholders and investors. Essentially, the proposed amendments would:    (1)  Prohibit both Thai and foreign companies

money laundering, terrorist financing, tax evasion, etc2)     Payment system stability Widespread adoption of digital assets as a means of payment could affect the effectiveness, stability, and

(UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 19 February 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Se...

Commission (OIC) as well as register with and obtain license from OIC.  To prevent avoidance of regulations on public offering of securities, life-insurance company must select ESOP participants by taking into

wealth, thereby transforming Thailand from a product-driven economy to a value-driven economy and eventually escape the middle-income trap." The CrowdFunding Asia ™ Thailand Summit 2015 will gather

tight supply from shutdown of some Natural Fatty Alcohols producers in China and India in avoidance of risk during volatile crude palm kernel oil price. With this opportunity, the company ramped up our

broken into five sections: The Quality and Integrity of the Credit Rating Process; CRA Independence and the Avoidance of Conflicts of Interest; CRA Responsibilities to the Investing Public, Rated Entities

circumstances in which the CRA operates. Structurally, the IOSCO CRA Code is broken into five sections: The Quality and Integrity of the Credit Rating Process; CRA Independence and the Avoidance of Conflicts of

avoidance of the provisions or the rules issued under the Law on Securities and Exchange; (2) the management of the mutual fund may contravene a public policy or government policy relating to the capital