From 13 February to 14 March 2024, the SEC ran a public hearing on the proposed revision to the principles for adding types of knowledge and experience of the SET Board, and the proposed flexibility
management companies. Additionally, the amendments would include revision to the submission period in alignment with that of mutual fund management companies.The SEC is therefore conducting this public
in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx
prescribed thereunder by SEC Board, CMSB or SEC Office; or (2) Rules that get insignificant revision while maintaining the original essence such as reclassification of subject matter or correcting
years, while the existing rotation period was 5 years and the existing cooling-off period was 2 years. The revision will be effective from 1 January 2019”. To mitigate impacts at the initial phase of
also be interviewed by the SEC. The revision of qualifications aims to uplift quality and quantity of the valuers to serve fund raising through increasingly capital market product variety while helping
the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of
investors? best interest. This regulatory revision is part of the SEC?s three-year strategic plan to improve the overall market ecosystem regarding capital market product governance. The key points of
Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules concerning offshore offering of convertible debentures to boost efficiency and provide more accurate, clear and
Sucharitakul, the SEC?s Secretary-General, revealed that the Capital Market Supervisory Board approved the revision of regulations to facilitate debt securities offerings. An approval of two year program will be