, SET will partner with IAA, SEC, and securities firms that have joined the project. This collaborative effort reflects how each party is committed to taking part to drive the Thai capital market toward
. Importantly, any investment must be chosen by taking into account the suitability and accurate understanding," concluded Vorapol.
taking into consideration compliance cost, impacts and effectiveness evaluation, and to build database systems and infrastructures that maximize the use of technologies to support future work of the SEC.
starting from 11 March 2017.The SEC urges investment consultants to give advice and offer investment products to investors with responsibility and deliberation by taking into account customers? profile, from
allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair
potential change in the securities price is deemed to be taking an unfair advantage of other people. Such action is in violation of Section 241 and liable to the penalties under Section 296 of the Securities
to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E
applications submitted in 2023. The Notification of the SRI Fund Fee Exemption Regulations has been published in the Government Gazette, taking effect from 1 January onwards. An SRI Fund is a mutual fund that
, taking into account good governance, social and environmental responsibilities as well as the issues of human rights and gender equality. The aforesaid direction is in line with the 20-year National