taking the following actions: (a) collecting and allocating the client’s assets to the client; (b) transferring the client asset account and the client’s assets to another intermediary; (c) closing the
companies, 14 percent have women as their top executives (as of December 2020), according to the Securities and Exchange Commission (SEC). As a growing number of Thai companies are taking leaps toward
in favor of the plaintiff. The Court shall determine the amount of the award by taking into account the difficulties of the case together with the period of time and the work of the counsel for the
exchange; providing an explanation or submitting any other information or taking any other actions as required by the SEC. (2) Additional duties of the audit firm's leader
sector. Principles for prescription of paid-up registered capital Business Activities Paid-up Registered Capital Taking obligations and responsibilities in clearing & settlement systems 100 million baht
matter thoroughly and cautiously by taking into account both expected interest and potential risks and impacts. In addition, directors and executives of listed companies are required to perform fiduciary
the board of directors will be able to perform their duties more efficiently, taking into consideration the benefits of customers and stakeholders. Additionally, the current DA operators will be
, “Strengthening Good Corporate Governance by Audit Committee and Independent Director: Experiences from Fraud Cases” to discuss samples of fraud cases taking place around the world and to raise the awareness of the
units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and regulations are issued for necessary reasons and taking into consideration compliance cost, impacts
to prevent misuse of digital assets as a tool for committing a crime. The SEC has drafted relevant regulations by taking into consideration the comments and recommendations received from business