Bualuang Securities Plc. and Seamico Securities Plc., respectively, aided and abetted the manipulative trading by executing such trading orders, taking orders from person who was not the account owner, and
applications submitted in 2023. The Notification of the SRI Fund Fee Exemption Regulations has been published in the Government Gazette, taking effect from 1 January onwards. An SRI Fund is a mutual fund that
, taking into account good governance, social and environmental responsibilities as well as the issues of human rights and gender equality. The aforesaid direction is in line with the 20-year National
unnecessary to set the allowance for doubtful accounts, taking into account only the company?s clarification without gathering any other evidence in an adequate and appropriate manner. His audit performance
, therefore, has raised a question of unfair benefit taking from the rumors, upon which the SEC is conducting a further in-depth inspection. As to foreign investors, the SEC is calling for relevant information
brokerage firms through which the employees are allowed to make trading transactions to check whether there is any transaction that may be deemed taking advantage of the funds, and 4) the compliance unit must
same sanction on Nopakun Wongratana for taking securities trading orders from an unauthorized person who is not the account owner. In the case of Porntip, the SEC, in response to investor complaint
understanding on how to effectively manage their own money and make their own financial plan. To be broadcasted on TRUE4U Digital TV, the show is now taking applications and will select 12 participants to compete
to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E
, SET will partner with IAA, SEC, and securities firms that have joined the project. This collaborative effort reflects how each party is committed to taking part to drive the Thai capital market toward