suggests that digital asset transactions be executed through licensed digital asset business operators that are supervised by regulators to ensure that such investment is protected by law. In this regard
be properly supervised by the business providers and for a more effective supervision system to make the regulatory system more efficient and comply with international standard, such as, the right to
of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise
as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
: Navigating the Information Security Landscape" for company directors, executives, personnel of medium and small-sized listed companies, SMEs, and crowdfunding issuers. The webinar aimed to enhance the
promote fundraising opportunities for small and medium-sized enterprises (SME), aiming to support access to capital as part of the transition to green economy. The event took place on 26 August 2024.
Small and Medium Enterprise Promotion (OSMEP), the UN Global Compact Network Association (UNGCNT), the Thai Listed Companies Association (Thai LCA), the Thailand E-commerce Association (THECA), and the
investment trusts; (2) a 30-percent rate reduction for medium-sized and larger listed companies; and (3) an extension of the annual fee payment due date from May 2020 to the end
Bangkok, 17 October 2023 – SEC warns the private sector to beware of the activities which may be deemed the undertaking of the SEC-supervised securities, derivatives, and digital asset businesses