business legally under the law of home country;? -?supervised by an IOSCO member regulator; -?not having a business premise in Thailand, except through shareholding in an SEC approved local CRA; and

which is supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the

supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision

-09 PIA123 2024 6 ประเภทหลักทรัพย์ ตั๋วเงินคลัง/พันธบัตร 1.52701E+11 2024-08-09 PIA123 2023 9 ประเภทหลักทรัพย์ Euro Commercial Paper/Euro Medium Term Note 14928241379 2024-08-09 PIA123 2023 9 ประเภทหลัก

medium-sized securities that lack sufficient trading liquidity. These regulations will enhance market stability, benefiting the entire capital market. The SEC and the SET will collaborate to monitor the

, the Department of Legal Execution, the World Bank Thailand Office, the Bank of Thailand, the National Credit Bureau, the Office of Insurance Commission, the Office of Small and Medium Enterprises

trust)—may be managed by entities other than asset management companies (CIS operators). These entities are, however, supervised by foreign securities regulators that are ordinary members of IOSCO

supervised in response to the changing scenarios to enhance investors’ trust and confidence. In this connection, the SEC sets priorities for policy measures, developmental and supervisory, that can keep pace

has the SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the

SME characteristics, as defined in the Ministerial Regulation concerning the Determination of Characteristics of Small and Medium-Sized Enterprise B.E. 2562 (2019), and registers in the Capital Market