SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as substitutes of or additions from loans from financial institutions. Most of the bonds are credible to invest in, called investment grade, yet there are some that are not as credible, called non-investment grade, as well as some that remain unrated, on which SEC regulates strictly to protect the...
Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises
doing, the association must acquire a license and register with the SEC. The SEC supervises the operation of the associations to ensure that the association oversees the members, and carries out the
supervision of corporate finance, corporate governance, market and securities businesses.Mrs. Supantanet, who was appointed Assistant Secretary-General in 2016, oversees the line of work related to fund
Regulate About Us SHARE : Detail Content How We Regulate The SEC supervises and regulates the capital markets under following laws: The law on securities and exchange; The law governing
securities business in the category of private fund management. Parties shall be regarded as the juristic entities under the same business group under the first paragraph if: (1) The party that manages funds
with the board of the company, which oversees the actions of its management. Investors in the company also play an important role in holding the board to account for the fulfilment of its
Committee (Global) • To enhance the governance of our activities related to sustainable investing, J.P. Morgan Asset Management established the Sustainable Investing Oversight Committee (SIOC) • Oversees ESG