SEC Secretary-General Ruenvadee Suwanmongkol said that bonds are an important mean of fund-raising that the business sector uses to create liquidity and expand their businesses, as well as use as substitutes of or additions from loans from financial institutions. Most of the bonds are credible to invest in, called investment grade, yet there are some that are not as credible, called non-investment grade, as well as some that remain unrated, on which SEC regulates strictly to protect the...

Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises

Bangkok, July 5, 2012 - The SEC strictly supervises investment consultants (marketing officers) of securities companies to prepare and keep complete records of client's securities or derivatives

well. In addition, since THAI is a state enterprise, the SEC has forwarded this case to the Office of the Auditor General (which supervises operations of all state enterprises) for further examination as

Committee (Global) • To enhance the governance of our activities related to sustainable investing, J.P. Morgan Asset Management established the Sustainable Investing Oversight Committee (SIOC) • Oversees ESG

rates. These may, therefore, have an adverse impact on net interest income and economic value of KBank. KBank manages financial position to increase net interest income and underlying economic value

adverse impact on net interest income and economic value of KBank. KBank manages its financial position to increase net interest income and underlying economic value, based on adequacy of liquidity position

Position transactions that are susceptible to interest rate fluctuations. These may, therefore, have an adverse impact on net interest income and economic value of KBank. KBank manages its financial position

services, more than those should be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary ’s resources for wrongful action or support of such action

be received or rewarded in normal commercial practice; (7) supervises to prevent improper use of intermediary ’s resources for wrongful action or support of such action. Clause 8 An intermediary shall