to provide convenient contact and inquiry channels in accordance with the Royal Decree on Rules and Procedures for Good State Administration. More information on the licensing manual is available at
reasonable to increase the flexibility in submitting the report to be in line with the operation procedures of the business operators, whereby the business operators may request an extension in submitting
additional provisions and disclosure procedures to be in line with internationally recognized standards to enhance investor confidence. ___________________________________
, conditions and procedures for the establishment and management of property fund and for the registration of a pool of assets as property fund.The Office is now in the process of submitting such notifications
every firm passed the six key elements with highest average score in the area of client acceptance and continuance (A&C) where most firms already have in place engagement acceptance procedures that take
, failed to order or act his duty resulting in SKFM violation of section 133 paragraph 1 and 2 of the Securities and Exchange Act B.E. 2535. SKFM failed to comply with the rules, conditions, and procedures
procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to perform and was the failure to deliver services
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC