to comply with the rules, conditions and procedures as specified in the notification. In this regard, Coins TH arranged a sales promotion activity encouraging customers to subscribe to its membership

is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient

the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the

with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the

with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were

complying with the required rules, conditions, and procedures. Specifically, CPT Holding submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Saishin Energy LLC. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT

required rules, conditions, and procedures. Specifically, Real DC Co., Ltd. submitted the tender offer (Form 247-4) without attaching the financial statements of the group of offerors for the CPT