?Bangkok, December 18, 2012 ? The SEC is seeking public comment on a draft revision to the rule governing arbitration procedures in order to bring about flexible, complete and appropriate practices
The Securities and Exchange Commission, Thailand (SEC Thailand), in partnership with CFA Institute and CFA Society Thailand, organized seminar titled “Analysts Workshop: The Impact of Sustainability Issues on Valuation and Performance” for investment analysts and “Navigating the Future of Investing in the Time of Sustainability: A Paradigm Shift in the Roles of Investment Consultants?” for investment consultants. The event aimed to enhance their understanding of the impact of ESG on corpor...
account of necessary and reasonable cause, in accordance with steps and procedurse specified in the public handbook; (4) submit a notice of result of such implementation to the SEC Office within two
accordance with steps and procedurse specified in the public handbook; (4) submit a notice of result of such implementation to the SEC Office within two business days from the day it regains the maintenance of
manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for
Rules, Conditions, and Procedures for Securities Underwriting
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
Rules Conditions and Procedures for Management of Funds (No. 2)
Rules, Conditions and Procedures for Management of Funds (No. 4)
Rules, Conditions and Procedures for Management of Funds (No. 3)