PowerPoint Presentation TFRS: Practical issues and challenges SEC Thailand 27 - 28 September 20211 Disclaimer • The views and opinions expressed in the following slides are those of the individual
built a zone of stability, democracy and sustainable development while maintaining cultural diversity, tolerance and individual freedoms.
Important points Who are the directors or executives? What is the scope of their powers? Who are the independent directors / Audit Committee (AC) to act for the interests of individual investors? What is the
and procedures for engagement supervision? which include: (a) Tracking the progress of engagement. (b) Considering the competence, capabilities and experiences of individual members of engagement team
redemption as specified by the mutual fund management company and disclosed in the scheme: (1) An individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of
redemption as specified by the mutual fund management company and disclosed in the scheme: (1) An individual limit; (2) A total limit of the mutual fund in proportion to the investment in or the holding of
ASEAN Good Regulatory Practice (ASEAN GRP). We also deployed Regulatory Impact Analysis (RIA). • The integrity of the SEC as a whole, including individual employees, are assessed against established
ตลาด พัฒนาแลวและตลาดเกิดใหม - คุณสามารถศึกษาขอมลูของกองทุนรวมตางประเทศไดจาก https://www.ishares.com/uk/individual/en/products/284216/ishares-healthcare-innovation-ucits-etf-usd-acc- fund
%20Awardees.pdf . Documents SHARE : Related News SEC launches Digital Asset Regulatory Sandbox on 9 August 2024 SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher
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