.................................................................................................................................. 11 4.2 Per passenger-kilometre and tonne-kilometre thresholds ..................................................... 11 4.3 Individual criteria

Article 4(1)(39) of MiFID II • Algorithmic trading (AT): trading in financial instruments where a computer algorithm automatically determines individual parameters of orders such as whether to initiate the

standards and relevant regulations as well as being communicated to the personnel. Moreover, the inspection results of individual audit engagements in 2017 showed that the overall audit quality had improved

2,999,993,000 100% ACSA 100,000 100,000,000 3.33% 0 0 0% AEONTS 100,000 100,000,000 3.33% 0 0 0% ACSM 100,000 100,000,000 3.33% 0 0 0% Other Individual Investors 7 7,000 0.00% 7 7,000 0% Total 3,000,000

ผู้บริหารระดับสูง ซึ่งเป็นกลุ่มตำแหน่งงานสำคัญ (Strategic Position) จะเน้นการพัฒนาตามแผนพัฒนาผู้บริหารรายบุคคล (Individual Development Plan) และการเตรียมความพร้อมสู่ตำแหน่งผู้บริหารระดับสูงตามแผนทดแทน

possible limit of individual freedom, regulation is essential to uphold market credibility and orderliness. Yet, the regulator’s exercising of power must be prudent, fair and only as necessary to protect the

one if an individual signal is a positive signal or good news, zero otherwise. Firms with a larger number of strong fundamentals obtain a higher score. • To obtain an average standardized aggregate

volatilities. • Issuers (JPM HK) 16,374 12,857 2,416 2010 2011 2012 Reform in Korean market: FSS & KRX worried about large losses of individual investors & growing significance of Equity-Linked Warrants (ELWs

individual level: Authorities need to help households build immunity through financial and digital education so that all individuals have sufficient and long- 4 term savings for retirements and channels of

CPD for registered auditors? 5 Is there a training policy for other audit issues of Listed Companies? 6 Are these CPD targets communicated to each individual? If yes, how? 7 Are these targets different